# Internal Controller (Casa de Bolsa) at Plata Card

Internal Controller (Casa de Bolsa) at Plata Card in Mexico. Posted June 24, 2026.

- Company: Plata Card
- Location: Mexico
- Posted: 2026-06-24
- Apply: https://plata.careers/vacancy/details?id=5279323008&gh_jid=5279323008
- Source: https://jobmagic.ai/jobs/internal-controller-casa-de-bolsa-plata-card-z945q9

## Description

We are looking for a senior and experienced **Internal Controller** (**Contralor Normativo**) to serve as the regulatory compliance backbone of **Casa de Bolsa Plata**, a new brokerage firm currently in its pre-operational phase, targeting CNBV licensing in the upcoming months and commencement of operations in December 2026.

This is a statutory role required by the **LMV** and **CUCB** — and it carries individual regulatory accountability before the **CNBV**. You will operate independently from the business lines, reporting directly to the Board of Directors. In the pre-operational period, you will be the internal gatekeeper ensuring the firm is genuinely ready to pass the CNBV inspection; once live, you will be the institution's permanent watchdog for regulatory compliance.

If you hold a current **AMIB Contralor Normativo** certification, have deep knowledge of the **CUCB** and **LMV**, and want to build a control function from the ground up at a new casa de bolsa, this role is for you.

**Challenges that await you:**

 

- Design and formalize the **Internal Control Manual** (**Manual de Contraloría Interna**) per CUCB

- Establish the annual internal audit plan and risk-based control matrix

- Review and sign off on all regulatory manuals prior to **CNBV** submission

- Conduct the pre-operational self-assessment against the **CNBV Authorization Guide** checklist

- Lead internal preparation for the **CNBV** commencement-of-operations inspection

- Review the adequacy of all policies (AML, trading, custody, accounting) from a control standpoint

- Verify that all **AMIB** certifications of registered personnel are current and valid

- Once live: submit the annual **informe de contraloría** to the CNBV (CUCB Art. 226); conduct independent review of trading operations, account management, and settlement; coordinate with **UAIR** and the AML Compliance Officer; interface with CNBV examiners during inspections

**What makes you a great fit:**

 

- Minimum 8 years in regulatory compliance, internal audit, or internal control at a regulated financial institution, preferably a **casa de bolsa**

- Current **AMIB certification as Contralor Normativo** — this is a hard, non-negotiable prerequisite

- Deep knowledge of the **CUCB**, **LMV**, and CNBV inspection and regulatory processes

- Willingness to be individually registered with the **CNBV** and to accept the personal regulatory accountability that this entails

- Proven ability to operate with strict independence from business lines

- Advanced english and spanish

**Nice to Have:**

 

- Direct experience interfacing with **CNBV** examiners during regulatory inspections

- Experience drafting or reviewing regulatory manuals for CNBV submission

- Prior experience as Contralor Normativo at another casa de bolsa

- Experience joining an institution during its pre-operational or start-up phase

 

*If you're ready to build an internal control function from scratch and serve as the regulatory conscience of a new Mexican brokerage, we'd love to hear from you.*